Senior Investment Compliance Manager

Senior Investment Compliance Manager
Région: Munsbach
Expérience nécessaire: 3 ans
Secteur d'activité: Entreprise
Réf: JR-0009233
Contrat: Durée indéterminée (Temps plein)
Compliance Droit financier et bancaire Fonds d'investissement
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Description de la société

Apex Group Ltd ("Apex" or "the Group"), established in Bermuda in 2003, is a global financial services provider. With over 80 offices worldwide and 12,000 employees in 38 countries, Apex delivers an expansive range of services to asset managers, financial institutions, private clients, and family offices. Apex's purpose is to be more than just a financial services provider. The Group is committed to driving positive change to address three core areas: the environment and climate change, women's empowerment and economic independence, and education and social mobility. Life at Apex isn't just about the work you do. It's about embracing the culture and loving what you do. Every employee plays a part in making Apex who we are today, and the more we grow, the more impor…

Plus d'informations sur Apex Corporate Services

As a Senior Investment Compliance Manager, your main responsibilities will be to:

  • Checking the legal and contractual rules of UCITS and AIFs
  • Analysing/evaluating fund prospectuses/contracts with regard to the investment limits to be monitored
  • Collaboration in the professional and technical development of the investment limit check in the depositary
  • Ensure that first line of defence controls relating to the funds are executed in a timely manner and in line with internal procedure, escalate any identified issue
  • Optimisation and updating of processes in the investment compliance team
  • Contact person for management companies as well as supervisory authorities, auditors and internal audit
  • Keep up-to-date with related business, technical and regulatory developments

 

As a candidate for the role, you offer:

  • Master’s degree or equivalent in economics, management, law, or any other relevant education, ideally supplemented with training in risk management or relating to the banking / fund industry overall with emphasis on alternative funds
  • Professional experience consisting of minimum 3 years in the field of investment limit checks
  • Broad fund industry knowledge of the responsibilities of the Depositary under both UCITS and AIFMD. An understanding of complex Private Equity, Real Estate, and Hedge Funds’ strategies being a distinct advantage for the role
  • High and constant level of commitment, equally comfortable working independently or within a team. Ability to coordinate work across multiple disciplines, prioritize, and handle multiple tasks while meeting tight deadlines
  • Good communication skills i.e. able to articulate complex issues and deliver concise messages verbally and in writing in English and German.
  • Computer literacy consisting of strong functional knowledge of Microsoft Office suite applications, particularly in Excel, knowledge in VBA being an asset
  • The concept of value of diversity and inclusion at the Bank, as to promote a culture where anyone can realize its full potential, and bring its true, authentic self to work

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