Conducting Officer Legal & Compliance

Conducting Officer Legal & Compliance
Région: Findel
Expérience nécessaire: 8 ans
Secteur d'activité: Entreprise
Contrat: Déterminée (Temps plein)
Compliance Droit des sociétés Droit financier et bancaire Régulation financière Fonds d'investissement
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Description de la société

Klarphos is a leading European Investment Manager providing customized solutions for institutional clients to achieve their goals in Alternative Investments. Headquartered in Luxembourg,  Klarphos provides top tier investment management services such as analysis for strategic asset allocation, ALM optimisation and more.

Plus d'informations sur Klarphos

11-month fixed contract (maternity leave coverage), Full-time position

What’s in it for you:

  • Manage the in-house legal & compliance function
  • Friendly and flexible working environment with international and experienced colleagues
  • Competitive compensation package that complements your experience


Your key responsibilities:

  • Lead the legal, compliance and AML function of the AIFM and act as RC of the AIFM and the fund(s)
  • Perform and oversee compliance controls on the activity of the AIFM according to Compliance Monitoring Plan
  • Monitor and update policies and procedures of the AIFM
  • Identify and assess the compliance risk of the AIFM including AML/CFT risk as well as applicable laws and regulations
  • Prepare external regulatory reporting to the CSSF and AED, as well as compliance reports to the Board and Senior Management of the AIFM
  • Draft and review fund legal documents, agreements, corporate resolutions
  • Legal monitoring and impact assessment of new laws and regulations on the AIFM and the fund(s)
  • Supporting company-wide projects with legal and regulatory advice
  • Act as contact person towards the regulators


Your background:

  • Minimum 8 years’ of relevant experience in the fund industry (preferably in a management company/ AIFM), prior CSSF approval as Conducting Officer for Compliance and AML would be a plus
  • Proven ability to develop and implement compliance programs, policies, and procedures
  • Degree in law, business law, or equivalent.
  • Excellent knowledge of the laws and regulations relevant to the funds industry (especially AIFM and AML/CFT related)
  • Very good skills in English (written and spoken), knowledge of German or French would be a plus

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