Company description

Apex Group Ltd ("Apex" or "the Group"), established in Bermuda in 2003, is a global financial services provider. With over 80 offices worldwide and 12,000 employees in 38 countries, Apex delivers an expansive range of services to asset managers, financial institutions, private clients, and family offices. Apex's purpose is to be more than just a financial services provider. The Group is committed to driving positive change to address three core areas: the environment and climate change, women's empowerment and economic independence, and education and social mobility. Life at Apex isn't just about the work you do. It's about embracing the culture and loving what you do. Every employee plays a part in making Apex who we are today, and the more we grow, the more impor…

More about Apex Corporate Services

We are currently looking for a Senior Compliance Officer to support our growing operations in the Compliance department.

Job Specification

Perform compliance control missions in line with the Compliance Monitoring Plan;
Drafting and review of in-house Compliance procedures;
Proactively identify, analyse and report compliance risks;
Perform impact assessments of ongoing regulatory requirements;
Assess the regulatory implications of new product launches and service extensions;
Be at the centre of interactions with our regulatory environment; be the first point of contact for internal and external audits. Along with the Head of Compliance, be the direct contact point for the regulators (CSSF, FIU, CBI, etc.), maintaining an open and positive working relationship with the authorities;
Provide Compliance advice to other departments and where relevant other Apex Group companies.
Perform impact assessment and gap analysis on upcoming regulations that may affect the Management Company and its funds under management.

Skills Required

University degree in Law, Economics or comparable professional education in relevant fields.
Professional experience of minimum 5 years in the field of Compliance in Luxembourg, preferably regarding investment funds and management companies/ AIFMs.
Ability to handle sensitive situations in a confidential and professional manner.
Excellent knowledge of the Luxembourg regulatory framework including Management Companies, Delegation Oversight, UCITS and AIFMD
Self-organized and able to work accurately.
Pro-active and team-oriented.
Proficiency in MS Office.
Fluent in English, any other language is considered an asset.

What you will get in return

A genuinely unique opportunity to be part of an expanding large global business.
A friendly, co-operative and supportive environment.
An opportunity to work with complete Funds’ structures and multiple forms of legal entities.
Training and development opportunities.