Company description

TG Pactual is now the largest investment bank in Latin America. We're committed to a future where investing is dynamic and straightforward, which is why we're undergoing a digitization and expansion process across various fronts. Our entrepreneurial mindset allows us to empathize with our clients and understand their challenges, leading to swift, autonomous, and bureaucracy-free solutions. Renowned for our excellence, flexibility, and versatility, we serve clients from our offices in Brazil, Chile, Colombia, Peru, Mexico, Argentina, the United States, United Kingdom, Portugal, Spain, Luxembourg, and Saudi Arabia.

More about BTG Pactual Europe

The role

We are looking for a dynamic Management Company Compliance Officer to join an international team of professionals in our Luxembourg office on a full-time permanent basis. You will be working alongside our global offices and in frequent communication with international teams so both teamwork and communication skills will be paramount.

The successful candidate will be curious with a great capability to adapt in fast-paced and multicultural environment and a hands-on approach. The Compliance Officer will ensure the company’s operations comply with relevant regulations, performing monitoring, risk assessments, and implementing internal controls in line with regulations such as AML/CTF, UCITS, AIFMD, and MiFID II.

Roles and Responsibilities

Developing and implementing compliance policies and procedures in accordance with Luxembourg regulatory requirements.
Conducting regular compliance risk assessments and monitoring activities to identify potential areas of non-compliance or regulatory risk.
Keeping up to date with changes in applicable laws and regulations and advising the management team on the impact of these changes on the business.
Providing guidance and training to employees on compliance-related matters, including anti-money laundering (AML) and know-your-customer (KYC) requirements
Conducting periodic compliance audits to assess the effectiveness of existing controls and processes and making recommendations for improvement.
Perform Due Diligence on clients and delegates.
Collaborating with internal stakeholders, such as legal, finance, and risk management teams, to ensure a coordinated approach to compliance.
Liaising with regulatory authorities, external auditors, and other relevant parties on compliance-related matters, such as regulatory filings and inspections.
Investigating and reporting any compliance breaches or violations to the appropriate authorities and assisting in the resolution of any related issues.
Preparation of AML and Compliance related reports for the authority (CSSF), senior management and board meetings.

Personal Qualities required

Bachelor’s degree in Law, Finance, or related field.
Robust experience in compliance within the financial sector.
Knowledge of Luxembourg and European regulations (UCITS, AIFMD and AML).
Strong communication skills and attention to detail.
Fluency in English is mandatory.
Portuguese and German languages are a plus.
Ability to thrive in an internal culture that points to innovation, customer service, internal partnership, and entrepreneurship.
Team player capable of working effectively with various business partners and senior stakeholders. International mindset.
Operate with high level of integrity and risk awareness;
The right to work in Luxembourg.