Senior Compliance Officer

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Are you ready to ensure that compliance processes are fully implemented in a dynamic KYC business? We’re searching for a Senior Compliance Officer who will play an important role in a dynamic and growing company offering a unique market solution.

Compliance Management:

• Develop and implement compliance policies and procedures in line with regulatory requirements;
• Ensure ongoing compliance with all relevant laws, regulations, and standards in particular within Financial sector;
• Advise on new laws and regulations and practical impacts on the company;
• Understanding regulatory landscape, anticipating changes and proposing relevant strategies;
• Conduct regular compliance audits and risk assessments to identify potential areas of vulnerability and implement corrective actions.

 

Internal Control Systems:

• Design, implement, and maintain an effective internal control system to safeguard the company, based on known standards such as the COSO framework;
• Monitor and evaluate the effectiveness of internal controls and recommend enhancements where necessary.

 

AML/KYC Monitoring:

• Implement and manage Anti-Money Laundering (AML) and Know Your Counterparty(KYC) policies and procedures;
• Conduct regular AML/KYC monitoring and ensure adherence to compliance standards;
• Investigate and report suspicious activities in accordance with regulatory guidelines.

 

Training and Awareness:

• Foster a culture of compliance through regular communication, training sessions, and awareness programs;
• Develop and deliver customized compliance training programs dependent on the exposure of teams and individuals to ensure employees understand and adhere to compliance requirements.

 

Reporting and Documentation:

• Prepare and present regular compliance reports to senior management, the Management Board and Risk Committee;
• Maintain accurate and up-to-date documentation of compliance activities, policies, and procedures.

 

Market Surveillance:

• Support the Market Surveillance Function by defining appropriate policies and supporting the monitoring activities and ensuring compliance with market regulations;
• Assist in the identification and investigation of potential market abuses or irregularities.

 

Risk Identification and Assessment:

• Identify and assess compliance risks across the company;
• Develop strategies to mitigate identified risks
• Ensure that all corporate processes and procedures comply with the Law.
• Ensure that company operations comply with internal standards too.

 

DPO support:

• Work directly with dedicated DPA to ensure compliance of their actions with GDPR in their perimeter.
• Ensure awareness of the staff on GDPR thematic.

• Proven experience of at least 5 years in a compliance position.
• Regulatory Knowledge: Good understanding of Compliance, Anti-Money Laundering (AML) regulations frameworks, including monitoring and screening processes.
• Detail-Oriented: Strong attention to detail and accuracy in all aspects of the role.
• Strong analytical and research skills
• Outstanding written and spoken communication skills in English and French.

i-Hub is the operator of the first centralized KYC repository for Ongoing Due Diligence in Europe.

We offer:

• Professional Growth and Development.
• An exciting challenge combining autonomy and responsibilities.
• An attractive salary package that matches your role and responsibilities.